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Short sales are not marked short if they are naked - FINRA 998

/r/superstonk, 2023-12-06, 04:34:51
[US] Is FINRA supplemental information request common for corporate insiders after a big company's announcement? Asked by our company's law firm if I recognized anyone on a list. 1

/r/legaladvice, 2023-10-23, 20:07:10
What is the FINRA background check like to be a broker? 1

/r/humanresources, 2023-06-27, 15:30:37
Fyi FINRA Poll 89

/r/mmtlp_, 2023-06-19, 03:03:23
Legal question regarding FINRA and charges 1

/r/financialcareers, 2023-06-17, 15:15:00
FINRA 3270 1

/r/overemployed, 2023-06-16, 00:15:51
FINRA rule 3270 and OE at a bank 1

/r/overemployed, 2023-06-16, 00:13:32
Most shorted NASDAQ and NYSE stocks and ETFs on Wednesday (naked short data, Finra): 1

/r/marketanalytics, 2023-06-15, 15:26:31
FINRA Conflicts of interest 9

/r/mmtlp_, 2023-06-14, 22:26:57
Oh shit gets DEEPER for FINRA VANGUARD 16

/r/mmtlp_, 2023-06-13, 16:29:00
FINRA 'discipline' RBC Capital Markets from 8/28/15-11/2/20, reported to FINRA a total of 1,554,311,898 orders & from 8/28/15-11/2/20 11,623,033 orders with an inaccurate capacity code. Penalties? $1,005,000 in fines & censure. These codes indicate securities ownership during transaction lifecycle. 73

/r/superstonk, 2023-06-13, 13:51:41
Liability for Testifying in a FINRA Arbitration Hearing? 9

/r/cfp, 2023-06-12, 18:20:55
Finra 0
/r/clov, 2023-06-09, 03:11:51
LinkedIn and Finra 51

/r/mmtlp_, 2023-06-09, 02:09:19
Finra Background Check with bad credit 1

/r/financialcareers, 2023-06-08, 22:43:26
$GTII ALPINE VS FINRA NEWS 40

/r/gtii, 2023-06-08, 02:00:36
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/r/sieexam, 2023-08-01, 23:46:48 , 2 score

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/r/adhd, 2023-08-01, 23:13:28 , 3 score , +0.96 sentiment rating

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/r/mmtlp_, 2023-08-01, 23:05:03 , 4 score , -0.76 sentiment rating

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/r/cscareerquestions, 2023-08-01, 23:00:18 , 2 score , -0.42 sentiment rating

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/r/wallstreetbets, 2023-08-01, 22:47:51 , 1 score

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/r/cscareerquestions, 2023-08-01, 21:30:08 , 39 score , +0.66 sentiment rating

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/r/amcstock, 2023-08-01, 14:31:02 , 2 score , +0.62 sentiment rating

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/r/investing, 2023-08-01, 14:23:15 , 1 score , +0.96 sentiment rating

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/r/pics, 2023-08-01, 13:48:58 , 1 score , -0.97 sentiment rating

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/r/financialcareers, 2023-08-01, 06:32:25 , 5 score , -0.80 sentiment rating

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/r/superstonk, 2023-08-01, 04:55:15 , 45 score , -0.90 sentiment rating

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/r/lawyertalk, 2023-08-01, 02:09:35 , 3 score , +0.42 sentiment rating

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/r/financialcareers, 2023-08-01, 01:30:56 , 52 score , +0.08 sentiment rating

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/r/usajobs, 2023-07-31, 20:04:03 , 1 score , +0.62 sentiment rating

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/r/interactivebrokers, 2023-07-31, 06:19:29 , 2 score , -0.57 sentiment rating

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/r/mmtlp_, 2023-07-31, 04:54:49 , 2 score , +1.00 sentiment rating

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/r/series7exam, 2023-07-31, 03:37:18 , 2 score , +0.93 sentiment rating

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/r/financialcareers, 2023-07-31, 03:23:46 , 0 score , -0.24 sentiment rating

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/r/nostupidquestions, 2023-07-31, 02:25:01 , 1 score , +0.99 sentiment rating

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/r/trka, 2023-07-30, 23:13:38 , 4 score , +0.87 sentiment rating

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/r/financialcareers, 2023-07-30, 22:55:00 , 1 score , +0.97 sentiment rating

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/r/mmtlp_, 2023-07-30, 21:07:48 , -3 score

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/r/mmtlp_, 2023-07-30, 21:06:21 , -1 score , -0.05 sentiment rating

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/r/mmtlp_, 2023-07-30, 20:55:03 , 4 score , -0.24 sentiment rating

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/r/mmtlp_, 2023-07-30, 20:50:27 , 2 score , -0.75 sentiment rating

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